Chris Michael Vanderwaal

Current Employers

Employment History

• 06/1998 → Present
  Massachusetts Mutual Life Insurance Co.
  Springfield, MA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Battle Creek, MI
• 03/2004 → Present
  Kestra Investment Services, Llc
  Battle Creek, MI

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Worgess Agency Inc. DBA Worgess Insurance and Financial Investment Related: Yes Address: Two West Michigan Ave Suite 100 Battle Creek MI 49017 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor / Insurance Producer Start Date: 12/18/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Meeting with clients and prospective clients to discuss their investment and insurance needs. Servicing clients on an ongoing basis to ensure their insurance and investment plans fit their ongoing needs. Helping with any insurance claims.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-13