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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-11
  • PA RA
    APPROVED
    Since 2025-02-11

Branch Locations

1575 N 52Nd St Ste 500, Philadelphia, PA 19131 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warrington PA 06/2023 01/2025
M&T Bank Philadelphia PA 02/2017 06/2023
Lets Get Stoned Warrington PA 02/2015 02/2017
Wells Fargo Clearing Services, Llc Radnor PA 01/2025 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; GLENOLDEN, PA; 100% OWNERSHIP; 05/2020; 10 HOURS PER MONTH' 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY; INV RELATED; DREXEL HILL, PA; 100% OWNERSHIP; 01/2017; 10 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY; INV RELATED; HUNTINGDON VALLEY, PA; 66.67% OWNERSHIP; 01/2022; 10 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27

View on SEC IAPD

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