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Jonathan Michael Cleveland

Wells Fargo Clearing Services, LLC

Charlotte, NC

Cornelius, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-03
NC RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2024-12-03
  • NC RA
    APPROVED
    Since 2023-08-01

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

19409 Jetton Rd, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cornelius NC 04/2023 Present
Wells Fargo Bank, Na Cornelius NC 06/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-01
S63 Uniform Securities Agent State Law Examination 2023-07-10
  • S65 Uniform Investment Adviser Law Examination
    2023-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-07-10
Other Names
  • Jon Cleveland
  • Jonathan M Cleveland

View on SEC IAPD

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