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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-13 |
| TX | RA | APPROVED | 2026-08-11 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Goodyear | AZ | 09/2023 | 05/2024 |
| Unemployed | Laveen | AZ | 05/2025 | 10/2025 |
| Nativa | Phoenix | AZ | 05/2017 | 10/2021 |
| Grand Canyon University | Phoenix | AZ | 08/2013 | 05/2017 |
| Unemployed | Goodyear | AZ | 10/2021 | 05/2023 |
| Fidelity Brokerage Services, Llc | Phoenix | AZ | 10/2025 | 07/2026 |
| O.Y.E. Business Intelligence | Phoenix | AZ | 05/2017 | 10/2021 |
| Morgan Stanley | Gilbert | AZ | 05/2024 | 05/2025 |
| Vanguard | Scottsdale | AZ | 05/2023 | 09/2023 |
| Strategic Advisors, Llc | Phoenix | AZ | 12/2025 | 07/2026 |
| Lpl Financial Llc | Tempe | AZ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-01 |
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