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David Harriman Walker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vero Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-10
TX RA APPROVED_RES 2018-01-03
FL RA APPROVED 1999-04-19
  • NC RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED_RES
    Since 2018-01-03
  • FL RA
    APPROVED
    Since 1999-04-19

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Lauderdale FL 02/1999 Present
Bank Of America, Na Weston FL 11/2009 Present
Bank Of America, Na Weston FL 11/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-28
  • S66 Uniform Combined State Law Examination
    1999-05-28
Other Names
  • David H Walker

View on SEC IAPD

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