Mark Johnson Krauth

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Walnut Creek, CA
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Walnut Creek, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Walnut Creek, CA

Previous Registrations

• 2005-07-05 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA
  Walnut Creek, CA
• 1999-09-13 → 2005-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA

Other Businesses

Board of Directors; Hope Lutheran Church; Hope Foundation Committee Member; 1001 Golden Rain Rd.Walnut Creek, Ca. 94595, ,; ; 04/19/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1999-07-30

Other Names

• Mark J Krauth
• Bergie Krauth