Best Investors Account Sign in
Inactive

Brian J Wainscoat

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 7723147

Claim This Profile
Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-27
  • CO RA
    APPROVED
    Since 2026-04-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwab Wealth Advisory, Inc. Lone Tree CO 12/2025 Present
Charles Schwab & Co., Inc. Lone Tree CO 05/2023 Present
Empower Retirement Greenwood Village CO 08/2020 04/2023
Personal Capital Denver CO 01/2018 07/2020
Clark Nuber, Ps Bellevue WA 12/2015 12/2017
  • 12/2025 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
  • 05/2023 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2020 → 04/2023
    Empower Retirement
    Greenwood Village, CO
  • 01/2018 → 07/2020
    Personal Capital
    Denver, CO
  • 12/2015 → 12/2017
    Clark Nuber, Ps
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-25
  • S65 Uniform Investment Adviser Law Examination
    2026-04-25

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor