Kathleen Elizabeth Kempson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Kestra Investment Services Llc
  Minneapolis, MN
• 08/2022 → 12/2022
  Uw Madison
  Madison, WI
• 06/2022 → 07/2022
  Wealthspire
  Delafield, WI
• 02/2021 → 05/2022
  Wea Member Benefits
  Madison, WI
• 08/2020 → 01/2021
  Uw Madison
  Madison, WI
• 06/2020 → 07/2020
  Menards
  Pewaukee, WI
• 04/2020 → 05/2020
  Uw Madison
  Madison, WI
• 01/2020 → 03/2020
  University Of Wisconsin Services
  Madison, WI
• 09/2019 → 12/2019
  Uw Madison
  Madison, WI
• 02/2018 → 08/2019
  Pink Mocha
  Hartland, WI
• 09/2015 → 02/2018
  Arrowhead High School
  Hartland, WI
• 01/2023 → 03/2023
  Unemployed
  Sussex, WI
• 03/2025 → Present
  Kestra Advisory Services Llc
  Minneapolis, MN

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/05/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: NFP POSITION: Client Service Associate II NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2025 ADDRESS: 505 Hwy 169 N, Suite 1100, Plymouth MN 55441, United States DESCRIPTION: Assist Advisors with providing financial planning and wealth management

Exams

• S66 Uniform Combined State Law Examination
  2025-03-24

Designations

• Certified Financial Planner