Kory Martin Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-18
CO	RA	APPROVED	2005-09-19

TX RA
APPROVED

Since 2021-03-18
CO RA
APPROVED

Since 2005-09-19

Branch Locations

Greeley, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Greeley	CO	09/2005	Present

09/2005 → Present

Lpl Financial Llc

Greeley, CO

Previous Registrations

2000-07-05 → 2005-09-21

A. G. Edwards & Sons, Inc.

Greeley, CO

Other Businesses

(1) 06/05/2015: KORY MILLER FINANCIAL MANAGEMENT, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 06/05/2015 - 40 HR/MO ALL DURING SECS TRDG HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-02

S66 Uniform Combined State Law Examination

2000-05-02

View on SEC IAPD