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Brian Richter

Charles Schwab & Co., Inc.

Geneva, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-02
  • IL RA
    APPROVED
    Since 2024-07-02

Branch Locations

500 S. Third Street Suite 135, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Group Chicago IL 12/2022 05/2024
Equity Services Inc Montpelier VT 06/2023 05/2024
Mmk Logistics East Dundee IL 05/2019 08/2022
Barrington Hills Country Club Barrington Hills IL 06/2013 05/2019
Unemployed Elgin IL 08/2022 12/2022
Charles Schwab & Co., Inc. Geneva IL 06/2024 Present
Charles Schwab Bank Geneva IL 06/2024 Present
  • 12/2022 → 05/2024
    National Life Group
    Chicago, IL
  • 06/2023 → 05/2024
    Equity Services Inc
    Montpelier, VT
  • 05/2019 → 08/2022
    Mmk Logistics
    East Dundee, IL
  • 06/2013 → 05/2019
    Barrington Hills Country Club
    Barrington Hills, IL
  • 08/2022 → 12/2022
    Unemployed
    Elgin, IL
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    Geneva, IL
  • 06/2024 → Present
    Charles Schwab Bank
    Geneva, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05

View on SEC IAPD

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Other Offices

RHODO WEALTH MANAGEMENT LLC · GENEVA, IL
LONG PLANNING, LLC · GENEVA, IL
LENITY FINANCIAL, INC. · Geneva, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Geneva, IL
MORGAN STANLEY · GENEVA, IL
OSAIC WEALTH, INC. · Geneva, IL
HARBOUR INVESTMENTS, INC. · GENEVA, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Geneva, IL

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