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Noah William Spence

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7721337

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-12
TX RA APPROVED 2024-09-12
  • NC RA
    APPROVED
    Since 2024-09-12
  • TX RA
    APPROVED
    Since 2024-09-12

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2024 Present
Western Carolina Univerity Cullowhee NC 08/2021 05/2024
First Citizens Bank Murphy NC 05/2022 07/2022
Randstad Charlotte NC 05/2023 08/2023
Western Carolina University (Campus Recreation And Wellness) Cullowhee NC 08/2023 05/2024
Western Carolina University (Campus Recreation And Wellness) Cullowhee NC 12/2022 05/2023
Murphy's Chophouse Murphy NC 03/2019 07/2021
Murphy Middle School Murphy NC 08/2014 05/2017
Tri County Early College Murphy NC 08/2017 05/2021
Erlanger Fit Plus Murphy NC 01/2021 08/2021
Western Carolina University (Campus Recreation And Wellness) Cullowhee NC 11/2023 05/2024
Tri County Community College Murphy NC 08/2017 05/2021
Vanguard Marketing Corporation Charlotte NC 06/2024 Present
Vanguard Advisers, Inc. Charlotte NC 05/2025 Present
  • 06/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2021 → 05/2024
    Western Carolina Univerity
    Cullowhee, NC
  • 05/2022 → 07/2022
    First Citizens Bank
    Murphy, NC
  • 05/2023 → 08/2023
    Randstad
    Charlotte, NC
  • 08/2023 → 05/2024
    Western Carolina University (Campus Recreation And Wellness)
    Cullowhee, NC
  • 12/2022 → 05/2023
    Western Carolina University (Campus Recreation And Wellness)
    Cullowhee, NC
  • 03/2019 → 07/2021
    Murphy's Chophouse
    Murphy, NC
  • 08/2014 → 05/2017
    Murphy Middle School
    Murphy, NC
  • 08/2017 → 05/2021
    Tri County Early College
    Murphy, NC
  • 01/2021 → 08/2021
    Erlanger Fit Plus
    Murphy, NC
  • 11/2023 → 05/2024
    Western Carolina University (Campus Recreation And Wellness)
    Cullowhee, NC
  • 08/2017 → 05/2021
    Tri County Community College
    Murphy, NC
  • 06/2024 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2025 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11
Other Names
  • Noah W. Spence
  • Noah Spence

View on SEC IAPD

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