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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-12 |
| TX | RA | APPROVED | 2024-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2024 | Present |
| Western Carolina Univerity | Cullowhee | NC | 08/2021 | 05/2024 |
| First Citizens Bank | Murphy | NC | 05/2022 | 07/2022 |
| Randstad | Charlotte | NC | 05/2023 | 08/2023 |
| Western Carolina University (Campus Recreation And Wellness) | Cullowhee | NC | 08/2023 | 05/2024 |
| Western Carolina University (Campus Recreation And Wellness) | Cullowhee | NC | 12/2022 | 05/2023 |
| Murphy's Chophouse | Murphy | NC | 03/2019 | 07/2021 |
| Murphy Middle School | Murphy | NC | 08/2014 | 05/2017 |
| Tri County Early College | Murphy | NC | 08/2017 | 05/2021 |
| Erlanger Fit Plus | Murphy | NC | 01/2021 | 08/2021 |
| Western Carolina University (Campus Recreation And Wellness) | Cullowhee | NC | 11/2023 | 05/2024 |
| Tri County Community College | Murphy | NC | 08/2017 | 05/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-11 |
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