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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-08 |
| SC | RA | APPROVED | 2026-07-06 |
| VA | RA | APPROVED | 2025-06-09 |
| FL | RA | APPROVED | 2024-03-07 |
| NJ | RA | APPROVED | 2023-07-11 |
| CT | RA | APPROVED | 2023-07-07 |
| NY | RA | APPROVED | 2023-06-01 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank Na | Staten Island | NY | 05/2018 | 04/2023 |
| Cvs Health | Staten Island | NY | 01/2016 | 05/2018 |
| Td Bank N.A. | Staten Island | NY | 04/2023 | Present |
| Td Private Client Wealth Llc | Staten Island | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-01 |
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