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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Lorenzo Bikinis | Honolulu | HI | 07/2020 | 12/2020 |
| Bohemian Grove | Monte Rio | CA | 06/2016 | 07/2019 |
| California State University, Chico | Chico | CA | 08/2018 | 05/2019 |
| University Of Hawai'i | Honolulu | HI | 08/2019 | 12/2022 |
| El Molino High School | Forestville | CA | 08/2014 | 06/2018 |
| Western International Securities, Inc. | Pasadena | CA | 04/2023 | Present |
| Ute Scott-Smith | Santa Rosa | CA | 12/2022 | 04/2023 |
| Lpl Financial Llc | Santa Rosa | CA | 06/2025 | Present |
1/ 06/05/2025- Green Leap Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/15/2025- 120 Hours Per Month- 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-08 |
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