Mona Felicia Corbett

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 12/2016
  Securities America Inc
  Carlsbad, CA
• 05/2014 → 12/2016
  Securities America Advisors
  Carlsbad, CA
• 12/2016 → 01/2024
  Woodbury Financial Services Inc
  Carlsbad, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA

Previous Registrations

• 2016-12-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Carlsbad, CA
  San Diego, CA
  Carlsbad, CA
• 2014-05-27 → 2016-12-01
  Securities America Advisors, Inc.
  Carlsbad, CA
• 2012-03-06 → 2014-05-30
  U.S. Bancorp Advisors, Llc
  Carlsbad, CA
  Oceanside, CA
  Oceanside, CA
  Oceanside, CA
• 2011-09-02 → 2012-03-12
  National Planning Corporation
  Encinitas, CA
• 2009-04-15 → 2009-11-19
  Msi Financial Services, Inc.
  San Diego, CA

Other Businesses

1) RETIREMENT STRATEGIES GROUP POSITION: Insurance Agent NATURE: Life, LTC, and Health Insurance. Sole Proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1999 ADDRESS: 2111 Palomar Airport Road, Suite 260, Carlsbad CA 92011 DESCRIPTION: Education and sale of Life, LTC, and health Iinsurance. 2) RSG PARTNERS FINANCIAL & INSURANCE SERVICES, INC. POSITION: Insurance Agent NATURE: Life, LTC, and Health Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1999; ADDRESS: 2111 Palomar Airport Road, Ste. 260, Carlsbad CA 92011, United States; DESCRIPTION: Education and sale of Life, LTC and Health Insurance. 3) SERINITY RANCH POSITION: Wellness Center NATURE: I plan to open it as an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 1955 Friendly Drive, Vista CA 92084, United States DESCRIPTION: I will be setting up the facility, marketing weekend events here, coordinating purveyors who chose to do weekend events here. This is still in it's building phase. 4) CORBETT CAPITAL FINANCIAL WELLNESS SOLUTIONS POSITION: Financial Planner NATURE: Sole Proprietorship; I formed an S-Corp by mistake and am now in the process of filing a Single Member LLC, but for now will go back to a Sole Proprietor until it is formalized. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/18/2019 ADDRESS: 1667 San Pablo Drive, San Marcos CA 92078, United States DESCRIPTION: Education and sale of Life, Disability, LTC, Fixed Annuities, Health Insurance, & Certified Exit Planning Advisor(CEPA). 5) SERINITY RANCH POSITION: Wellness Center NATURE: It became a C-Corp via Secretary of State CA on 09/17/2024 and has now been Dissolved on 6/8/2026. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 1667 San Pablo Drive San Marcos, CA 92078, Vista CA 92084, United States DESCRIPTION: I will be setting up the facility, marketing weekend events here, coordinating purveyors who chose to do weekend events here. This is still in it's building phase.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-12

Other Names

• Mona Felicia Corbett
• Mona Felicia Rainer
• Mona Felicia Rainer
• M Felicia Corbett
• Felicia Corbett
• Mona F Corbett