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Thomas Nolan Bailey

Equitable Advisors, LLC

Rochester, NY

Victor, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-17
NY RA APPROVED 2023-06-08
  • FL RA
    APPROVED
    Since 2023-10-17
  • NY RA
    APPROVED
    Since 2023-06-08

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Victor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 03/2023 Present
Brett Caroselli Rochester NY 03/2023 Present
Valet Seller Rochester NY 02/2023 06/2023
Aspen Skiing Company Basalt CO 01/2021 12/2022
The Weed Man Lawn Services Victor NY 08/2020 10/2020
Heritage Environmental Burlington VT 05/2020 08/2020
The University Of Vermont Burlington VT 08/2016 05/2020
Brite Computers Victor NY 07/2019 07/2020
Ph Pools And Spa Honeoye Falls NY 05/2017 08/2020
Dyer Straights Honeoye Falls NY 06/2016 08/2020
Unemployed Victor NY 11/2020 12/2020
Unemployed Rochester NY 01/2023 02/2023
  • 03/2023 → Present
    Equitable Advisors, Llc
    New York, NY
  • 03/2023 → Present
    Brett Caroselli
    Rochester, NY
  • 02/2023 → 06/2023
    Valet Seller
    Rochester, NY
  • 01/2021 → 12/2022
    Aspen Skiing Company
    Basalt, CO
  • 08/2020 → 10/2020
    The Weed Man Lawn Services
    Victor, NY
  • 05/2020 → 08/2020
    Heritage Environmental
    Burlington, VT
  • 08/2016 → 05/2020
    The University Of Vermont
    Burlington, VT
  • 07/2019 → 07/2020
    Brite Computers
    Victor, NY
  • 05/2017 → 08/2020
    Ph Pools And Spa
    Honeoye Falls, NY
  • 06/2016 → 08/2020
    Dyer Straights
    Honeoye Falls, NY
  • 11/2020 → 12/2020
    Unemployed
    Victor, NY
  • 01/2023 → 02/2023
    Unemployed
    Rochester, NY
Other Businesses

RSA for Hiring FP, Brett Caroselli

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
  • S66 Uniform Combined State Law Examination
    2023-06-06
Other Names
  • Thomas Bailey

View on SEC IAPD

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CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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