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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-06 |
Branch Locations
Mckees Rocks, PA • United States
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinson Twp Department Of Parks And Recreation | Mckees Rocks | PA | 05/2016 | 08/2018 |
| Jardini Properties | Pittsburgh | PA | 05/2020 | 08/2021 |
| Ron Muha Construction | Pittsburgh | PA | 03/2021 | 05/2024 |
| Ubs Financial Services, Inc. | Sewickley | PA | 05/2023 | 05/2024 |
| Ubs Financial Services, Inc. | Sewickley | PA | 06/2024 | 10/2025 |
| Montour High School - Montour School District | Mckees Rocks | PA | 08/2016 | 05/2020 |
| Community College Of Allegheny County | Pittsburgh | PA | 08/2020 | 05/2022 |
| Duquesne University | Pittsburgh | PA | 08/2022 | 05/2024 |
| Rbc Capital Markets, Llc | Sewickley | PA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-25 |
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