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Samuel Njuguna Ndonga

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Farmersville, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-07-29

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Farmersville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 05/2023 Present
Tiaa Frisco TX 05/2023 Present
Uber Charlotte NC 07/2015 05/2023
U.S. Postal Service Charlotte NC 08/2014 08/2022
Amazon Charlotte NC 08/2019 08/2019
Qvc Charlotte NC 08/2022 09/2022
  • 05/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Frisco, TX
  • 05/2023 → Present
    Tiaa
    Frisco, TX
  • 07/2015 → 05/2023
    Uber
    Charlotte, NC
  • 08/2014 → 08/2022
    U.S. Postal Service
    Charlotte, NC
  • 08/2019 → 08/2019
    Amazon
    Charlotte, NC
  • 08/2022 → 09/2022
    Qvc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-02
S63 Uniform Securities Agent State Law Examination 2023-05-01
  • S65 Uniform Investment Adviser Law Examination
    2023-10-02
  • S63 Uniform Securities Agent State Law Examination
    2023-05-01
Other Names
  • Samuel N Ndonga
  • Samuel Ndonga

View on SEC IAPD

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