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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-05-02 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrimack | North Andover | MA | 08/2016 | 05/2020 |
| Florence Bank | Florence | MA | 07/2020 | 01/2023 |
| Dj St. Germain & Co. | Springfield | MA | 01/2023 | Present |
| Putnam Investments | Ludlow | MA | 11/2019 | 04/2020 |
YWCA of Western Massachusetts, which is investment related, Springfield, MA, member of Finance Committee starting September 2024, meets once a month to discuss financial side of entity, no direct control over the assets, volunteer position with no pay. Approx 2 non market hours and 1 market hour per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-05 |
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