Robert Alexander Leggett

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2017 → 03/2023
  Wealthshield Llc
  Cary, NC
• 01/2015 → 06/2026
  Wealthshield Partners, Llc
  Cary, NC
• 04/2020 → 09/2020
  Compass Securities Corporation
  Braintree, MA
• 07/2026 → Present
  Wealth Enhancement Group
  Cary, NC
• 07/2026 → Present
  Wealth Enhancement Advisory Services
  Cary, NC

Previous Registrations

• 2014-01-22 → 2026-07-01
  Wealthshield Partners, Llc
  Cary, NC
• 2018-03-19 → 2023-03-31
  Wealthshield Llc
  Cary, NC
• 2006-06-30 → 2013-12-23
  Ubs Financial Services Inc.
  Raleigh, NC
• 2002-04-15 → 2006-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cary, NC
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  1999-04-23

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Robert A (Iii) Leggett
• Robert Alexander Leggett Iii
• Robert Alexander Leggett
• Robert Alexander Leggett