Eric Thompson

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-23

TX RA
APPROVED

Since 2023-10-23

Branch Locations

Wooster, OH • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L3 Resources	Houston	TX	07/2016	10/2020
American General Life Insurance Companies	Houston	TX	10/2020	Present
Valic Financial Advisors, Inc.	Houston	TX	04/2023	Present
Agia	Houston	TX	10/2020	Present

07/2016 → 10/2020

L3 Resources

Houston, TX
10/2020 → Present

American General Life Insurance Companies

Houston, TX
04/2023 → Present

Valic Financial Advisors, Inc.

Houston, TX
10/2020 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2020 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-23

S66 Uniform Combined State Law Examination

2023-10-23

View on SEC IAPD