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Jeremiah J Rogers

LPl Financial LLC

Fort Smith, AR

CRD 7719529

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-18
AR RA APPROVED 2023-08-23
  • TX RA
    APPROVED
    Since 2024-04-18
  • AR RA
    APPROVED
    Since 2023-08-23

Branch Locations

12106 Old Hwy 71 South Ste B, Fort Smith, AR 72916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Smith AR 03/2023 Present
Arkansas National Guard Mwr Fort Smith AR 05/2008 03/2023
Ir, Contract Company For The Department Of Energy Fort Smith AR 01/2015 01/2017
  • 03/2023 → Present
    Fort Smith, AR
  • 05/2008 → 03/2023
    Arkansas National Guard Mwr
    Fort Smith, AR
  • 01/2015 → 01/2017
    Ir, Contract Company For The Department Of Energy
    Fort Smith, AR
Other Businesses

1- 06/10/2025 - JEREMIAH ROGERS - Real Estate Rental - Investment Related - Fort Smith AR - Start Date:03/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 2- 06/28/2023 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Investment Related - start date 03/29/2023 - 160 HRs Mnth / 8 Hrs Trading 3) 06/28/2023 - Jeremiah And Isaac Rogers Rentals - Real Estate Rental - Investment Related - Fort Smith AR - Start Date:2/28/2020 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
  • S66 Uniform Combined State Law Examination
    2023-08-23

View on SEC IAPD

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