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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-18 |
| AR | RA | APPROVED | 2023-08-23 |
Branch Locations
12106 Old Hwy 71 South Ste B, Fort Smith, AR 72916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Smith | AR | 03/2023 | Present |
| Arkansas National Guard Mwr | Fort Smith | AR | 05/2008 | 03/2023 |
| Ir, Contract Company For The Department Of Energy | Fort Smith | AR | 01/2015 | 01/2017 |
1- 06/10/2025 - JEREMIAH ROGERS - Real Estate Rental - Investment Related - Fort Smith AR - Start Date:03/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 2- 06/28/2023 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Investment Related - start date 03/29/2023 - 160 HRs Mnth / 8 Hrs Trading 3) 06/28/2023 - Jeremiah And Isaac Rogers Rentals - Real Estate Rental - Investment Related - Fort Smith AR - Start Date:2/28/2020 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
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