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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-03
  • MI RA
    APPROVED
    Since 2024-05-03

Branch Locations

200 W Center St, Alma, MI 48801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dlp Financial Partners, Llc Alma MI 04/2023 Present
Apex Marine, Inc Saint Louis MI 06/2021 04/2023
Baptist Children's Home Saint Louis MI 02/2015 07/2021
Lpl Financial Llc Alma MI 11/2023 Present
  • 04/2023 → Present
    Dlp Financial Partners, Llc
    Alma, MI
  • 06/2021 → 04/2023
    Apex Marine, Inc
    Saint Louis, MI
  • 02/2015 → 07/2021
    Baptist Children's Home
    Saint Louis, MI
  • 11/2023 → Present
    Alma, MI
Other Businesses

1)11/01/2023 - DLP Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2023 - 170 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
  • S66 Uniform Combined State Law Examination
    2024-05-02

View on SEC IAPD

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