Olivia Marie Smith

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-23
CA	RA	APPROVED	2024-06-11

TX RA
APPROVED

Since 2024-08-23
CA RA
APPROVED

Since 2024-06-11

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Newport Beach	CA	07/2023	Present
Charles Schwab Bank, Ssb	Newport Beach	CA	04/2023	Present
Downtown Experiment	Riverside	CA	10/2020	04/2023
Proabition	Riverside	CA	03/2022	04/2023
Islands	Riverside	CA	12/2016	11/2020
Sushi Station	Riverside	CA	12/2019	01/2020
Romanos	Riverside	CA	06/2019	08/2019
K&N	Riverside	CA	12/2016	12/2016
Lem N Man	Huntington Beach	CA	04/2018	04/2018
Student	Riverside	CA	08/2016	12/2016

07/2023 → Present

Charles Schwab & Co., Inc.

Newport Beach, CA
04/2023 → Present

Charles Schwab Bank, Ssb

Newport Beach, CA
10/2020 → 04/2023

Downtown Experiment

Riverside, CA
03/2022 → 04/2023

Proabition

Riverside, CA
12/2016 → 11/2020

Islands

Riverside, CA
12/2019 → 01/2020

Sushi Station

Riverside, CA
06/2019 → 08/2019

Romanos

Riverside, CA
12/2016 → 12/2016

K&N

Riverside, CA
04/2018 → 04/2018

Lem N Man

Huntington Beach, CA
08/2016 → 12/2016

Student

Riverside, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-10

S66 Uniform Combined State Law Examination

2024-06-10

Other Names

Olivia Smith

View on SEC IAPD

Other Firms

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RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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