Diane Ly

$387B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-25

Branch Locations

Zona Franca América, E21, Sexto Piso San Francisco, Heredia, Heredia 40103 • Costa Rica

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fisher Investments	Plano	TX	07/2020	11/2024
Starbucks	Garland	TX	10/2016	02/2020
Garland High School/University Of Texas At Dallas	Richardson	TX	01/2013	05/2020
Tri Delta	Addison	TX	01/2019	05/2019
City Of Garland	Garland	TX	06/2015	08/2018
The Walt Disney Company	Orlando	FL	01/2017	05/2017
Bank Of America	Whittier	CA	05/2019	08/2019
The University Of Texas At Dallas	Richardson	TX	08/2019	05/2020
Fisher Investments	San Mateo	CA	11/2024	Present

07/2020 → 11/2024

Fisher Investments

Plano, TX
10/2016 → 02/2020

Starbucks

Garland, TX
01/2013 → 05/2020

Garland High School/University Of Texas At Dallas

Richardson, TX
01/2019 → 05/2019

Tri Delta

Addison, TX
06/2015 → 08/2018

City Of Garland

Garland, TX
01/2017 → 05/2017

The Walt Disney Company

Orlando, FL
05/2019 → 08/2019

Bank Of America

Whittier, CA
08/2019 → 05/2020

The University Of Texas At Dallas

Richardson, TX
11/2024 → Present

Fisher Investments

San Mateo, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-23