Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-31 |
| MT | RA | APPROVED | 2023-05-26 |
| WA | RA | APPROVED | 2022-06-09 |
| ME | RA | APPROVED | 2022-01-14 |
| OH | RA | APPROVED | 2022-01-12 |
| TX | RA | APPROVED_RES | 2021-04-19 |
| CT | RA | APPROVED | 2012-12-03 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 12/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-13 |
Reach out to this advisor