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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-19
  • NC RA
    APPROVED
    Since 2023-12-19

Branch Locations

Statesville, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Lexington NC 03/2023 12/2023
Wells Fargo Bank, Na Lexington NC 01/2022 12/2023
Walgreens Mountairy NC 08/2021 01/2022
Unc Pembroke Pembroke NC 08/2019 08/2021
Wilkes Community College Wilkesboro NC 08/2017 08/2019
East Wilkes High School Ronda NC 08/2014 08/2017
Empower Financial Services, Inc Greenwood Village CO 12/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2023 Present
  • 03/2023 → 12/2023
    Lexington, NC
  • 01/2022 → 12/2023
    Wells Fargo Bank, Na
    Lexington, NC
  • 08/2021 → 01/2022
    Walgreens
    Mountairy, NC
  • 08/2019 → 08/2021
    Unc Pembroke
    Pembroke, NC
  • 08/2017 → 08/2019
    Wilkes Community College
    Wilkesboro, NC
  • 08/2014 → 08/2017
    East Wilkes High School
    Ronda, NC
  • 12/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2023 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-28
S63 Uniform Securities Agent State Law Examination 2023-07-03
  • S65 Uniform Investment Adviser Law Examination
    2023-08-28
  • S63 Uniform Securities Agent State Law Examination
    2023-07-03
Other Names
  • Justin Baldwin

View on SEC IAPD

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