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Bartlett, NH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2021-01-13 |
| TX | RA | APPROVED | 2020-10-28 |
| MA | RA | APPROVED | 2003-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc | Bartlett | NH | 03/2003 | 08/2023 |
| Craig Duvarney, Cfp | Bartlett | NH | 03/2003 | Present |
| Osaic Wealth | Bartlett | NH | 08/2023 | Present |
1. CRAIG DUVARNEY, CFP POSITION: CFP NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2009 ADDRESS: 106 Highland Road, Bartlett NH 03812, United States DESCRIPTION: Independent RIA (Craig DuVarney, CFP) 2. BABSON COLLEGE POSITION: Volunteer/Mentor/Speaker NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/28/2020 ADDRESS: 231 Forest Street, Babson Park MA 02457, United States DESCRIPTION: I am volunteering at Babson College, my alma mater. I am a guest lecturer in the Personal Finance class and a judge for the Capstone presentations. I am also a mentor to those students interested in the financial planning career. All of these activities are primarily directed to current Babson College students. I have no interest in promoting by business via these activities. 3. VAN NOY VALOR FOUNDATION, INC. POSITION: Counsellor NATURE: 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/10/2022 ADDRESS: 59 Cavalier Blvd, Suite 310, Florence KY 41042, United States DESCRIPTION: Counsellor? - Van Noy Valor Foundation. Qualified 501(c)(3) starting by my clients Kyle & Marissa Van Noy to encourage personal valor in the lives of adopted children, those in foster care and disadvantaged youth by armoring them with success through resources, mentors and opportunities. 4. CRAIG DUVARNEY, CFP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2003 ADDRESS: 106 Highland Road, Bartlett NH 03812, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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