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Morgan Bauer Breitbach

Mml Investors Services, LLC

Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-08
  • IL RA
    APPROVED
    Since 2025-10-08

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chicago IL 03/2023 Present
Massmutual Life Insurance Co Chicago IL 03/2023 Present
Conveyor Engineering And Manufacturing Cedar Rapids IA 06/2016 04/2023
Law Office Of John A. Conniff Chicago IL 04/2021 05/2022
United States District Court For The Northern District Of Il Chicago IL 10/2017 09/2018
Depaul University Chicago IL 06/2015 06/2019
Depaul Law School Chicago IL 06/2019 06/2022
  • 03/2023 → Present
    Mml Investors Services, Llc
    Chicago, IL
  • 03/2023 → Present
    Massmutual Life Insurance Co
    Chicago, IL
  • 06/2016 → 04/2023
    Conveyor Engineering And Manufacturing
    Cedar Rapids, IA
  • 04/2021 → 05/2022
    Law Office Of John A. Conniff
    Chicago, IL
  • 10/2017 → 09/2018
    United States District Court For The Northern District Of Il
    Chicago, IL
  • 06/2015 → 06/2019
    Depaul University
    Chicago, IL
  • 06/2019 → 06/2022
    Depaul Law School
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-06
  • S66 Uniform Combined State Law Examination
    2025-10-06

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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