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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED | 2025-04-18 |
Branch Locations
150 W University Dr., Flr 04, Tempe , AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley/Etrade | Gilbert | AZ | 04/2024 | 03/2025 |
| Rocket Lawn | Bismarck | AZ | 05/2017 | 06/2018 |
| Riverwood Golf Course | Bismarck | ND | 08/2019 | 08/2022 |
| Cashwise Foods/Cobom's Inc. | Bismarck | ND | 01/2020 | 09/2020 |
| Northwestern Mutual | Scottsdale | AZ | 04/2023 | 10/2023 |
| Grand Canyon University | Phoenix | AZ | 09/2020 | 04/2024 |
| J.P. Morgan Securities Llc | Tempe | AZ | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 04/2025 | Present |
| Morgan Stanley | Gilbert | AZ | 04/2024 | 03/2025 |
| Spartannash | Bismarck | ND | 06/2018 | 01/2019 |
| Unemployed | Bismarck | ND | 04/2015 | 04/2017 |
| Unemployed | Bismarck | ND | 01/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-12 |
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