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Mitchell Papenfus

LPl Financial LLC

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-08
AZ RA APPROVED 2024-09-19
SC RA APPROVED 2024-09-13
  • TX RA
    APPROVED
    Since 2025-08-08
  • AZ RA
    APPROVED
    Since 2024-09-19
  • SC RA
    APPROVED
    Since 2024-09-13

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
87Eleven Entertainment / Impos Los Angeles CA 06/2021 10/2021
Full-Time Education Westlake Village CA 08/2015 06/2017
Umami Burger Thousand Oaks CA 03/2017 08/2017
Full-Time Education Tucson AZ 08/2017 06/2021
Lartitech Moorpark CA 06/2019 08/2019
Aml Rightsource Phoenix AZ 11/2021 06/2023
Charles Schwab & Co., Inc. Phoenix AZ 06/2023 04/2024
Lpl Financial Llc Tempe AZ 08/2024 Present
N/A Phoenix AZ 04/2024 08/2024
  • 06/2021 → 10/2021
    87Eleven Entertainment / Impos
    Los Angeles, CA
  • 08/2015 → 06/2017
    Full-Time Education
    Westlake Village, CA
  • 03/2017 → 08/2017
    Umami Burger
    Thousand Oaks, CA
  • 08/2017 → 06/2021
    Full-Time Education
    Tucson, AZ
  • 06/2019 → 08/2019
    Lartitech
    Moorpark, CA
  • 11/2021 → 06/2023
    Aml Rightsource
    Phoenix, AZ
  • 06/2023 → 04/2024
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2024 → Present
    Lpl Financial Llc
    Tempe, AZ
  • 04/2024 → 08/2024
    N/A
    Phoenix, AZ
Other Businesses

1) 08/16/2024 - Twitch Streamer - Non-Investment-related - Home Based - start date 04/24/2022 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2023-09-25
Other Names
  • Mitchell Scott Papenfus

View on SEC IAPD

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VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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