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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-11
  • IL RA
    APPROVED
    Since 2023-09-11

Branch Locations

Citi Private Bank 227 West Monroe Street - 24, Chicago, IL 60606 • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Chicago IL 07/2023 Present
The University Of Chicago Chicago IL 10/2019 06/2023
Casa Hyattsville MD 06/2022 08/2022
Every Campus A Refuge Greensboro NC 06/2021 07/2021
University Of Chicago Housing & Residence Life Chicago IL 10/2020 06/2021
La's Best Afterschool Program Los Angeles CA 05/2020 09/2020
State Farm Houston TX 06/2019 09/2019
St. Thomas High School Houston TX 08/2015 05/2019
State Farm Houston TX 06/2018 08/2018
  • 07/2023 → Present
    Citigroup
    Chicago, IL
  • 10/2019 → 06/2023
    The University Of Chicago
    Chicago, IL
  • 06/2022 → 08/2022
    Casa
    Hyattsville, MD
  • 06/2021 → 07/2021
    Every Campus A Refuge
    Greensboro, NC
  • 10/2020 → 06/2021
    University Of Chicago Housing & Residence Life
    Chicago, IL
  • 05/2020 → 09/2020
    La's Best Afterschool Program
    Los Angeles, CA
  • 06/2019 → 09/2019
    State Farm
    Houston, TX
  • 08/2015 → 05/2019
    St. Thomas High School
    Houston, TX
  • 06/2018 → 08/2018
    State Farm
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
  • S66 Uniform Combined State Law Examination
    2023-09-01

View on SEC IAPD

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