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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

2830 N Fm 565 Rd Ste 600, Mont Belvieu, TX 77523-5075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mont Belvieu TX 03/2023 Present
Texas A&M University College Station TX 08/2022 05/2025
Barbers Hill Independent School District Mont Belvieu TX 06/2020 07/2020
Unemployed Mont Belvieu TX 08/2020 07/2022
Unemployed Mont Belvieu TX 12/2003 05/2020
  • 03/2023 → Present
    Mont Belvieu, TX
  • 08/2022 → 05/2025
    Texas A&M University
    College Station, TX
  • 06/2020 → 07/2020
    Barbers Hill Independent School District
    Mont Belvieu, TX
  • 08/2020 → 07/2022
    Unemployed
    Mont Belvieu, TX
  • 12/2003 → 05/2020
    Unemployed
    Mont Belvieu, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
  • S66 Uniform Combined State Law Examination
    2025-06-23
Other Names
  • Lawson Cavarretta
  • Lawson Brian Cavarretta

View on SEC IAPD

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