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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-26 |
| NY | RA | APPROVED | 2026-06-25 |
Branch Locations
North Brunswick, NJ • United States
1500 Broadway 28Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner | Overland Park | KS | 06/2026 | Present |
| Ernst & Young Llp | Hoboken | NJ | 06/2022 | 04/2026 |
| J.P. Morgan Chase & Co. | Newark | DE | 12/2021 | 04/2022 |
| Brown Brothers Harriman & Co. | Wilmington | DE | 06/2021 | 08/2021 |
| J.P. Morgan Chase & Co. | Newark | DE | 03/2020 | 05/2021 |
| Price Auto Group | Newark | DE | 09/2019 | 03/2020 |
| Dch Brunswick Toyota | North Brunswick | NJ | 06/2019 | 09/2019 |
| Open Road Honda | Edison | NJ | 06/2018 | 08/2018 |
| Rapps Pharmacy | South Plainfield | NJ | 10/2017 | 03/2018 |
| Sparkling Pools Services Inc. | Windsor | NJ | 05/2015 | 08/2017 |
| Unemployed | Newark | DE | 04/2022 | 05/2022 |
| Unemployed | Newark | DE | 09/2021 | 11/2021 |
| Unemployed | North Brunswick | NJ | 09/2017 | 10/2017 |
| North Brunswick Township Highschool | North Brunswick | NJ | 09/2014 | 08/2018 |
| Unemployed | North Brunswick | NJ | 04/2026 | 06/2026 |
| Unemployed | North Brunswick | NJ | 03/2018 | 06/2018 |
| Unemployed | Newark | DE | 08/2018 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-14 |
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