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Hannah Shiukwun Lam

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-14
TX RA APPROVED 2025-07-14
  • CA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-07-14

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Mountain View CA 03/2023 06/2025
Ucla Los Angeles CA 07/2014 03/2023
Morgan Stanley Menlo Park CA 06/2025 Present
  • 03/2023 → 06/2025
    Fidelity Investments
    Mountain View, CA
  • 07/2014 → 03/2023
    Ucla
    Los Angeles, CA
  • 06/2025 → Present
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
S63 Uniform Securities Agent State Law Examination 2023-09-14
  • S66 Uniform Combined State Law Examination
    2025-03-28
  • S63 Uniform Securities Agent State Law Examination
    2023-09-14

View on SEC IAPD

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