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Anthony Bernard Gambino

First Trust Advisors LP

Wheaton, IL

CRD 7715866

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-11
  • IL RA
    APPROVED
    Since 2024-03-11

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 03/2023 Present
First Trust Advisors L.P. Wheaton IL 03/2023 Present
Hb Jones Elmhurst IL 01/2016 08/2017
Great American Extervors Elmhurst IL 01/2017 08/2017
First Trust Portfolios L.P. Wheaton IL 06/2018 08/2018
First Trust Portfolios L.P. Wheaton IL 06/2019 08/2019
Ymca Marco Island FL 06/2020 08/2020
First Trust Portfolios L.P. Wheaton IL 05/2021 07/2021
Delivery First Elmhurst IL 02/2022 06/2022
Kbd Edge Des Plaines IL 06/2022 07/2022
Kemper Lesnik Chicago IL 07/2022 01/2023
York High School Elmhurst IL 01/2013 08/2017
University Of Alabama Tuscaloosa IL 08/2017 12/2021
  • 03/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2023 → Present
    Wheaton, IL
  • 01/2016 → 08/2017
    Hb Jones
    Elmhurst, IL
  • 01/2017 → 08/2017
    Great American Extervors
    Elmhurst, IL
  • 06/2018 → 08/2018
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2019 → 08/2019
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2020 → 08/2020
    Ymca
    Marco Island, FL
  • 05/2021 → 07/2021
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2022 → 06/2022
    Delivery First
    Elmhurst, IL
  • 06/2022 → 07/2022
    Kbd Edge
    Des Plaines, IL
  • 07/2022 → 01/2023
    Kemper Lesnik
    Chicago, IL
  • 01/2013 → 08/2017
    York High School
    Elmhurst, IL
  • 08/2017 → 12/2021
    University Of Alabama
    Tuscaloosa, IL
Other Businesses

OTHER BUSINESS NAME: TOM HARTLEY T-SHIRTS. LOCATION: CHICAGO, IL. NATURE OF BUSINESS: T-SHIRT COMPANY. POSITION OR TITLE: INVESTOR. RESPONSIBILITIES: PROVIDE CAPITAL. START DATE: DEC 04, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-09
S63 Uniform Securities Agent State Law Examination 2023-06-03
  • S65 Uniform Investment Adviser Law Examination
    2024-03-09
  • S63 Uniform Securities Agent State Law Examination
    2023-06-03

View on SEC IAPD

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