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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Elizabeth Healthcare | Edgewood | KY | 07/2021 | 03/2023 |
| Doggie Paddles Llc. | Florence | KY | 05/2019 | 07/2021 |
| Fidelity Investments | Covington | KY | 03/2023 | Present |
| Kroger | Hebron | KY | 09/2017 | 09/2018 |
| Conner High School | Hebron | KY | 08/2017 | 05/2021 |
| Camp Ernst Middle School | Burlington | KY | 08/2013 | 05/2017 |
| Joe Brown Stables | Burlington | KY | 05/2019 | 05/2021 |
| Kinman Farms | Burlington | KY | 10/2018 | 10/2019 |
| Gateway Community And Technical College | Florence | KY | 09/2021 | 04/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-05 |
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