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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-16
  • IL RA
    APPROVED
    Since 2023-05-16

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jobot Newport Beach CA 07/2022 11/2022
Kelly Mitchell Chicago IL 01/2017 07/2022
Broadway Lodging Llc Columbia MO 03/2015 01/2017
First Trust Portfolios L.P. Wheaton IL 03/2023 Present
First Trust Advisors L.P. Wheaton IL 03/2023 Present
Unemployed Chicago IL 11/2022 03/2023
  • 07/2022 → 11/2022
    Jobot
    Newport Beach, CA
  • 01/2017 → 07/2022
    Kelly Mitchell
    Chicago, IL
  • 03/2015 → 01/2017
    Broadway Lodging Llc
    Columbia, MO
  • 03/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2023 → Present
    Wheaton, IL
  • 11/2022 → 03/2023
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10

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