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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-06-29 |
Branch Locations
1818 Market St Ste 3400, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investments Services, Llc | Philadelphia | PA | 07/2002 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2002 | Present |
| Northwestern Wealth Management Company | Milwaukee | WI | 07/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) 100% OWNER, TRS, LEGAL ENTITY, START DATE: 1/13/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LLC FOR NETWORK OFFICE FOR TAX FILING 3) 100% OWNER, TRS OPERATIONS, LLC, LEGAL ENTITY FORMED FOR ADMINISTRATIVE AND EXPENSE PURPOSES, INVESTMENT RELATED, 0-5 HOURS PER MONTH, STARTED 5/28/19. 4) OTHER NON-FINANCIAL SERVICE BUSINESS, AURORA VESPER SCHOLARSHIP GROUP #11, 1785 BISHOP WHITE DRIVE, NEWTOWN SQUARE, , PENNSYLVANIA, 19073, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/15/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-06 |
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