Stefan Michael Heaton

Schwab Wealth Advisory, Inc.

CRD 7715357

Claim This Profile

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-02-10

CO RA
APPROVED

Since 2026-02-10

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	04/2023	Present
Unemployed	Littleton	CO	11/2022	04/2023
Sprouts Farmer's Market	Phoenix	AZ	04/2022	11/2022
Unemployed	Littleton	CO	12/2021	04/2022
King Soopers	Arvada	CO	09/2007	12/2021
Schwab Wealth Advisory Inc.	Lone Tree	CO	02/2026	Present

04/2023 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
11/2022 → 04/2023

Unemployed

Littleton, CO
04/2022 → 11/2022

Sprouts Farmer's Market

Phoenix, AZ
12/2021 → 04/2022

Unemployed

Littleton, CO
09/2007 → 12/2021

King Soopers

Arvada, CO
02/2026 → Present

Schwab Wealth Advisory Inc.

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-11
S63	Uniform Securities Agent State Law Examination	2023-08-11

S66 Uniform Combined State Law Examination

2025-07-11
S63 Uniform Securities Agent State Law Examination

2023-08-11

View on SEC IAPD

More in Lone Tree, CO

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor