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Mark Douglas Williams

Wells Fargo Clearing Services, LLC

Pasadena, MD

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-09
  • MD RA
    APPROVED
    Since 2023-08-09

Branch Locations

4305 Mountain Rd, Pasadena, MD 21122 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pasadena MD 03/2023 Present
Wells Fargo Bank, Na Pasadena MD 11/2021 Present
Bds Solutions Baltimore MD 09/2021 10/2021
American Force Coffee Co. Annapolis MD 06/2021 08/2021
Unemployed Severna Park MD 03/2021 06/2021
Market Source Baltimore MD 09/2017 03/2021
State Farm Insurance Millersville MD 06/2017 08/2017
Unemployed Odenton MD 04/2017 06/2017
Staples Baltimore MD 11/2016 04/2017
Bray And Scarff Annapolis MD 10/2016 11/2016
Premium Retail Services Baltimore MD 10/2013 10/2016
  • 03/2023 → Present
    Wells Fargo Clearing Services, Llc
    Pasadena, MD
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Pasadena, MD
  • 09/2021 → 10/2021
    Bds Solutions
    Baltimore, MD
  • 06/2021 → 08/2021
    American Force Coffee Co.
    Annapolis, MD
  • 03/2021 → 06/2021
    Unemployed
    Severna Park, MD
  • 09/2017 → 03/2021
    Market Source
    Baltimore, MD
  • 06/2017 → 08/2017
    State Farm Insurance
    Millersville, MD
  • 04/2017 → 06/2017
    Unemployed
    Odenton, MD
  • 11/2016 → 04/2017
    Staples
    Baltimore, MD
  • 10/2016 → 11/2016
    Bray And Scarff
    Annapolis, MD
  • 10/2013 → 10/2016
    Premium Retail Services
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-08
S63 Uniform Securities Agent State Law Examination 2023-07-03
  • S65 Uniform Investment Adviser Law Examination
    2023-08-08
  • S63 Uniform Securities Agent State Law Examination
    2023-07-03
Other Names
  • Mark Douglas Williams

View on SEC IAPD

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Other Offices

EDWARD JONES · PASADENA, MD
EDWARD JONES · PASADENA, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Pasadena, MD
LPL FINANCIAL LLC · PASADENA, MD
LPL FINANCIAL LLC · SEVERNA PARK, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Severna Park, MD
FOUNDERS FINANCIAL SECURITIES LLC · Severna Park, MD
PERSICO ASSET MANAGEMENT · SEVERNA PARK, MD

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