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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Wellesley | MA | 02/2014 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2017 |
| Wells Fargo Clearing Services Llc | New York | NY | 01/2017 | 05/2025 |
| Hsbc Bank Usa, N.A. | Westchester | NY | 05/2025 | Present |
| Hsbc Securities (Usa) Inc | Westchester | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-29 |
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