John Fink

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-05-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	04/2023	04/2025
Tiaa	Charlotte	NC	04/2023	04/2025
National Gypsum Company	Charlotte	NC	04/2020	04/2023
Eat Wheaties( Independent Film)	Los Angeles	CA	06/2018	08/2018
Richmond Properties	Birmingham	AL	12/2017	01/2018
University Of North Carolina At Chapel Hill	Chapel Hill	NC	08/2015	05/2019
Insight Global	Charlotte	NC	07/2019	04/2020
Unemployed	Charlotte	NC	05/2019	07/2019
Wells Fargo Clearing Services	Charlotte	NC	04/2025	Present

04/2023 → 04/2025

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
04/2023 → 04/2025

Tiaa

Charlotte, NC
04/2020 → 04/2023

National Gypsum Company

Charlotte, NC
06/2018 → 08/2018

Eat Wheaties( Independent Film)

Los Angeles, CA
12/2017 → 01/2018

Richmond Properties

Birmingham, AL
08/2015 → 05/2019

University Of North Carolina At Chapel Hill

Chapel Hill, NC
07/2019 → 04/2020

Insight Global

Charlotte, NC
05/2019 → 07/2019

Unemployed

Charlotte, NC
04/2025 → Present

Wells Fargo Clearing Services

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-09
S63	Uniform Securities Agent State Law Examination	2023-05-26

Other Firms