Sandra Ann Shaw

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-09

TX RA
APPROVED_RES

Since 2019-03-09

Branch Locations

Hendersonville, NC • United States

1725 Brevard Rd Ste 2, Hendersonville, NC 28791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Hendersonville	NC	11/2001	Present

11/2001 → Present

Edward Jones

Hendersonville, NC

Other Businesses

CLASSIC BUILDERS OF HENDERSONVILLE,INC HENDERSONVILLE,NC 28791 HOME BUILDING CORPORATION FORMED 05/10/2007 THIS IS MY HUSBAND'S BUSINESS. I AM AN OFFICER OF THE CORPORATION AND MY ONLY INVOLVEMENT WILL BE BOOKEEPING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-06-04

S63 Uniform Securities Agent State Law Examination

2008-06-04

Other Names

Sandy Shaw
Sandra Ann Shaw
Sandra Ann Shaw
Sandra Ann Nicholson

View on SEC IAPD