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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-20 |
| NY | RA | APPROVED | 2024-08-12 |
Branch Locations
50 Fountain Plaza Key Tower North, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Buffalo | NY | 04/2024 | Present |
| Johnson & Ghirsig Wealth Advisors | Clarence | NY | 03/2023 | 08/2023 |
| Wegmans Food Markets | Depew | NY | 12/2018 | 04/2024 |
| Morlock & Company Llc | Buffalo | NY | 04/2021 | 08/2021 |
| Lancaster School District | Lanacster | NY | 09/2004 | 06/2020 |
| Culain Capital Management Llc | Williamsville | NY | 07/2023 | 04/2024 |
*592628 - EPIC; Investment Related - No; Buffalo, New York; Children/Youth; Finance Committee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2022; During Business Hours: 1; After Business Hours: 0; Meet with committee once a month to review financial statements and once a quarter to review our endowment that is managed by an advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-12 |
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