Riley A Stafford

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chattanooga, TN
• 05/2014 → 09/2016
  Chattanooga Golf And Country Club
  Chattanooga, TN
• 08/2013 → 05/2017
  Notre Dame High School
  Chattanooga, TN
• 08/2017 → 12/2020
  University Of Tennessee At Knoxville
  Knoxville, TN
• 01/2021 → 12/2022
  University Of Tennessee At Chattanooga
  Chattanooga, TN
• 03/2023 → Present
  Bank Of America, N.A.
  Chattanooga, TN

Exams

• S66 Uniform Combined State Law Examination
  2023-08-01