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Current Employers
Independent Investment Bankers, Corp.

11802 Domain Blvd 3Rd Floor, Austin, TX 78758 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
  • TX RA
    APPROVED
    Since 2024-07-05

Branch Locations

San Diego, CA • United States

2434 E. Joyce Blvd Suite 2, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Diamond Mergers & Acquisitions, Llc Fayetteville AR 07/2019 Present
The Mclain Group Llc Fayetteville AR 07/2016 06/2019
Independent Investment Bankers Corp Austin TX 04/2023 Present
  • 07/2019 → Present
    Black Diamond Mergers & Acquisitions, Llc
    Fayetteville, AR
  • 07/2016 → 06/2019
    The Mclain Group Llc
    Fayetteville, AR
  • 04/2023 → Present
    Austin, TX
Other Businesses

Black Diamond M&A, dba, not investment related. Black Diamond Mergers & Acquisitions, LLC not investment related. 2434 E. Joyce Blvd, Suite 2 Fayetteville, Arkansas 72703 Black Diamond Mergers & Acquisitions dba Black Diamond Commercial Real Estate and Black Diamond Capital Advisory. Not investment related. Real estate transactions, finders & introductions educational products. Managing Director. OU12, LLC, not investment related. Rental property, real estate. This is my main business: other "outside business activities" inside of it include: commercial real estate transactions, finder and introductions, educational products and services, due diligence reviews, self-guided business preparation program, listing only services, management consulting (valuation/pro-forma work, for example), interest income on loans made and other investments. Position: Managing Director - managing the team and the business Start Date: February 13, 2013 Approximate number of hours per month devoted = ~250+. The number of hours devoted during trading hours = ~150. OU812, LLC (not investment related) 5255 E Saddleridge Dr. Fayetteville, AR 72703 Rental property Managing Member Start Date = June 29, 2018 Approximate number of hours per month devoted = 4. The number of hours devoted during trading hours = 2. Pinnacle Property Group, LLC (not investment related) 5255 E. Saddleridge Dr. Fayetteville, AR 72703 PPG owned an apartment complex that it sold in 2023. It now owns no real estate but it has interest income from a loan it made. Co-Manager; Managing Member Start Date = August 3, 2007 Approximate number of hours per month devoted = 2. The number of hours devoted during trading hours = 1. University of Arkansas, teaching one college course, not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-28
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S65 Uniform Investment Adviser Law Examination
    2024-06-28
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22

View on SEC IAPD

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