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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-10
IL RA APPROVED 2024-11-26
  • TX RA
    APPROVED
    Since 2025-02-10
  • IL RA
    APPROVED
    Since 2024-11-26

Branch Locations

9353 Skokie Blvd, Skokie, IL 60077 • United States

1336 Chicago Ave, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 07/2023 08/2024
Traffic Tech Chicago IL 05/2022 08/2022
Jimmy Johns Wilmette IL 05/2021 08/2021
Full Time Student Wooster OH 08/2022 05/2023
Full Time Student Wooster OH 08/2020 05/2021
Full Time Student Wooster OH 08/2021 05/2022
Doordash Wilmette IL 06/2020 08/2020
Postmates Wilmette IL 06/2020 08/2020
Full Time Student Wooster OH 08/2019 05/2020
Wilmette Park District Wilmetee IL 06/2019 04/2020
Full Time Student Winnetka IL 08/2018 05/2019
Wilmette Park District Wilmette IL 06/2018 08/2018
Wilmete Park District Wilmette OH 06/2017 08/2017
Full Time Student Winnetka IL 08/2017 06/2018
Full Time Student Winnetka IL 08/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Skokie IL 10/2024 Present
Unemployed Wilmette IL 08/2024 10/2024
Bank Of America, N.A. Skokie IL 11/2024 Present
  • 07/2023 → 08/2024
    Morgan Stanley
    Chicago, IL
  • 05/2022 → 08/2022
    Traffic Tech
    Chicago, IL
  • 05/2021 → 08/2021
    Jimmy Johns
    Wilmette, IL
  • 08/2022 → 05/2023
    Full Time Student
    Wooster, OH
  • 08/2020 → 05/2021
    Full Time Student
    Wooster, OH
  • 08/2021 → 05/2022
    Full Time Student
    Wooster, OH
  • 06/2020 → 08/2020
    Doordash
    Wilmette, IL
  • 06/2020 → 08/2020
    Postmates
    Wilmette, IL
  • 08/2019 → 05/2020
    Full Time Student
    Wooster, OH
  • 06/2019 → 04/2020
    Wilmette Park District
    Wilmetee, IL
  • 08/2018 → 05/2019
    Full Time Student
    Winnetka, IL
  • 06/2018 → 08/2018
    Wilmette Park District
    Wilmette, IL
  • 06/2017 → 08/2017
    Wilmete Park District
    Wilmette, OH
  • 08/2017 → 06/2018
    Full Time Student
    Winnetka, IL
  • 08/2016 → 06/2017
    Full Time Student
    Winnetka, IL
  • 10/2024 → Present
    Skokie, IL
  • 08/2024 → 10/2024
    Unemployed
    Wilmette, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Skokie, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
S63 Uniform Securities Agent State Law Examination 2023-11-29
  • S66 Uniform Combined State Law Examination
    2024-11-25
  • S63 Uniform Securities Agent State Law Examination
    2023-11-29
Other Names
  • Robbie Loftus
  • Robert M Loftus

View on SEC IAPD

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