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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-20 |
| IA | RA | APPROVED | 2024-03-25 |
Branch Locations
7601 Office Plaza Dr N # 126, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Nebraska - Lincoln | Lincoln | NE | 08/2015 | 05/2019 |
| Focus | Lincoln | NE | 05/2019 | 09/2021 |
| Unemployed | Omaha | NE | 09/2021 | 01/2022 |
| Flatiron School | Omaha | NE | 01/2022 | 09/2022 |
| Scoular | Omaha | NE | 09/2022 | 03/2023 |
| Financial Partners Group, Inc | West Des Moines | IA | 03/2023 | Present |
| Lpl Financial Llc | West Des Moines | IA | 01/2023 | Present |
1)01/19/2024 - Financial Partners Group, INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/27/2023 - 160 Hr/Mth 40hrsduring Trading 2. 01/22/2024 - FPG - Notary - State of Iowa - Inv Rel - Start: 07/21/2023 3.10/16/2025 - Financial Partners Group, Inc. - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/01/2025 - 4 Hr/Mth 4hrsduring Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
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