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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-08
  • NE RA
    APPROVED
    Since 2023-08-08

Branch Locations

17117 Burt Street Suite 300, Omaha, NE 68118 • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Omaha NE 10/2022 Present
Mutual Of Omaha Investor Services Omaha NE 03/2022 Present
West Gate Bank Lincoln NE 03/2021 08/2022
West Gate Bank Lincoln NE 05/2019 03/2021
Unemployed Lincoln NE 08/2018 05/2019
Chips Bar And Restaurant Wahoo NE 07/2016 08/2018
  • 10/2022 → Present
    Mutual Of Omaha Insurance Company
    Omaha, NE
  • 03/2022 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
  • 03/2021 → 08/2022
    West Gate Bank
    Lincoln, NE
  • 05/2019 → 03/2021
    West Gate Bank
    Lincoln, NE
  • 08/2018 → 05/2019
    Unemployed
    Lincoln, NE
  • 07/2016 → 08/2018
    Chips Bar And Restaurant
    Wahoo, NE
Other Businesses

Insurance Agent - Start Date: 10/2022 - Non-investment Related - Insurance lines of business: Life, Health, Annuities - Hours/per week during trading hours: 40

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-11-17
S65 Uniform Investment Adviser Law Examination 2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02

View on SEC IAPD

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