Lorraine Lozano

Charles Schwab & Co., Inc.

CRD 7713578

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-02-27

CO RA
APPROVED

Since 2026-02-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	05/2023	Present
Hitachi Solutions Philippines Corporation	Taguig City		09/2021	02/2023
Unemployed	Makati City		09/2020	08/2021
Microsoft Philippines Inc.	Makati City		02/2019	08/2020
Oracle Philippines Corporation	Makati City		01/2016	02/2019

05/2023 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
09/2021 → 02/2023

Hitachi Solutions Philippines Corporation

Taguig City
09/2020 → 08/2021

Unemployed

Makati City
02/2019 → 08/2020

Microsoft Philippines Inc.

Makati City
01/2016 → 02/2019

Oracle Philippines Corporation

Makati City

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-27
S63	Uniform Securities Agent State Law Examination	2023-09-19

S66 Uniform Combined State Law Examination

2026-02-27
S63 Uniform Securities Agent State Law Examination

2023-09-19

View on SEC IAPD

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